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  • Exam Number/Code : Series63
  • Exam Name : Uniform Securities Agent State Law Examination
  • Questions and Answers : 260 Q&As
  • Price: $ 99.00 $ 39.00

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NEW QUESTION: 1
A type of preferred stock for which any dividends missed in prior years must be paid before common
shareholders may receive any dividends is referred to as:
A. adjustable rate preferred.
B. cumulative preferred.
C. participating preferred.
D. convertible preferred.
Answer: B
Explanation:
The type of preferred stock that requires that any dividends missed in prior years be paid
before common shareholders may receive any dividends is referred to as cumulative preferred stock.
Participating preferred stock allows the preferred shareholders to earn extra dividends if the firm has
higher than normal earnings. Convertible preferred stock allows the preferred shareholders to convert
their shares to common stock. Adjustable rate preferred has a variable dividend rate that is tied to some
benchmark.

NEW QUESTION: 2

A. Option D
B. Option A
C. Option B
D. Option E
E. Option C
Answer: D

NEW QUESTION: 3

A. Closed
B. SYN-RCVD
C. SENT
D. SYN-WAIT
E. RCVD
Answer: A,B
Explanation:
TCP Finite State Machine (FSM) States, Events and Transitions + CLOSED: This is the default state that each connection starts in before the process of establishing it begins.
The state is called "fictional" in the standard.
+ LISTEN
+ SYN-SENT
+ SYN-RECEIVED: The device has both received a SYN (connection request) from its partner and sent its own SYN. It is now waiting for an ACK to its SYN to finish connection setup.
+ ESTABLISHED
+ CLOSE-WAIT
+ LAST-ACK
+ FIN-WAIT-1
+ FIN-WAIT-2
+ CLOSING
+ TIME-WAIT
Source:
http://tcpipguide.com/free/t_TCPOperationalOverviewandtheTCPFiniteStateMachineF-2.htm

NEW QUESTION: 4
Which three firewall states are valid? (Choose three.)
A. Passive
B. Suspended
C. Pending
D. Active
E. Functional
Answer: A,B,D

 

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