SIE Test Online, FINRA SIE New Questions | Exam SIE Details - Cads-Group

  • Exam Number/Code : SIE
  • Exam Name : Securities Industry Essentials Exam (SIE)
  • Questions and Answers : 260 Q&As
  • Price: $ 99.00 $ 39.00
SIE

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NEW QUESTION: 1
Ein beliebtes Restaurant in der Stadt hat begonnen, weniger Bargeld einzuzahlen als in den Vorjahren. Bei einer Überprüfung der Kundenkonten stellen Sie fest, dass die Kreditkartenbelege ohne Erklärung gestiegen sind.
Der Kundenbetreuer stellt fest, dass das Restaurant vor Ort einen Geldautomaten in Privatbesitz installiert und mit dem Bau eines Essbereichs auf der Terrasse begonnen hat.
Welche rote Fahne sollte zusätzliche Ermittlungen auslösen?
A. Geringere Bareinzahlungen
B. Geldautomat in Privatbesitz
C. Bau des neuen Essbereichs auf der Terrasse
D. Erhöhte Kreditkartenbelege
Answer: B

NEW QUESTION: 2
Which of the following options is an effective listening skill?
A. Maintain a neutral facial expression
B. Close your eyes to concentrate better
C. Interrupt when you feel you have something important to say
D. Takes but dot write constantly
Answer: D

NEW QUESTION: 3
Which three characterinticn are nhared by nubinterfacen and annociated EVNn? (Choone three.)
A. IP address
B. forwarding table
C. accenn control lintn
D. routing table
E. NetFlow configuration
Answer: A,B,D

NEW QUESTION: 4
A user has defined a job that is not visible in the list of values on the Job field of the assignment form.
Identify the reason for this.
A. The job has been identified as the Benchmark Job.
B. The job has been created under a job group for the business group.
C. While defining the job, the user has not entered the evaluation information and overall evaluation score for the Job.
D. The job is not valid for the Organization attached to the employee.
E. The job is not valid for the grade attached to the employee.
Answer: D
Explanation:
Explanation/Reference:
Reference: https://docs.oracle.com/cloud/18a/taleo/OTRCG/
_fieldandselection_admin_fmx.htm#OTRCGid20110225150154813

 

Exam Description

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Feedbacks

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Eleanore - 2014-09-28 16:36:48
SIE Test Online, FINRA SIE New Questions | Exam SIE Details - Cads-Group


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