New SIE Practice Questions & Latest SIE Braindumps Pdf - New SIE Test Testking - Cads-Group

  • Exam Number/Code : SIE
  • Exam Name : Securities Industry Essentials Exam (SIE)
  • Questions and Answers : 260 Q&As
  • Price: $ 99.00 $ 39.00
SIE

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NEW QUESTION: 1
Which of the following statements regarding a letter of intent is true?
A. A letter of intent may be backdated up to 90 days so that any purchases made during that prior time period will count toward making a breakpoint.
B. Reinvested dividends and capital gain distributions count toward the amount stipulated in the letter of intent.
C. An investor who signs a letter of intent and does not invest the amount stipulated must make up the difference between the sales charge he paid and what he should have paid, plus interest.
D. An investor has 12 months in which to invest the amount stipulated in the letter.
Answer: A
Explanation:
Explanation/Reference:
Explanation: The true statement is that a letter of intent may be backdated up to 90 days so that any purchases made during that prior time period will count toward making a breakpoint. An investor has 13 months in which to invest the amount stipulated in the letter. The invested funds must consist of new money; reinvested dividends and capital gain distributions don't count. If the amount stipulated in the letter of intent is not invested during the 13 months, the investor must only make up the difference between the sales charge he paid and what he should have paid, given that he didn't qualify for the breakpoint. No interest is charged on the difference.

NEW QUESTION: 2
After installing Maximo, the administrator wishes to confirm that the installation was successful.
Which utility and parameter should be used?
A. installVerify.[sh|bat] -action validate
B. installValidation.[sh|bat) -action verify
C. installValidation.[sh|bat] -action validate
D. installVerify.[sh|bat] -action verify
Answer: D

NEW QUESTION: 3
SysOps管理者は、Amazon Cloud Front Webディストリビューション、Application Load Balancer(ALB)、Amazon RDS、およびAmazon EC2をVPCで使用してWebアプリケーションを維持しています。すべてのサービスでロギングが有効になっているサービスがあります。管理者は、WebアプリケーションからのHTTPレイヤー7ステータスコードを調査する必要があります。
どのログソースにステータスコードが含まれていますか? (2つ選択してください。)
A. VPCフローログ
B. ALBアクセスログ
C. RDSログ
D. ClodFrontアクセスログ
E. AWS CloudTrailログ
Answer: B,D
Explanation:
https://docs.aws.amazon.com/AmazonCloudFront/latest/DeveloperGuide/AccessLogs.html#LogFileFormat

NEW QUESTION: 4
ランサムウェアの重要な機能として役立つ回避方法はどれですか?
A. encoding
B. extended sleep calls
C. encryption
D. resource exhaustion
Answer: C

 

Exam Description

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Eleanore - 2014-09-28 16:36:48
New SIE Practice Questions & Latest SIE Braindumps Pdf - New SIE Test Testking - Cads-Group


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