SIE Latest Test Cram - Test SIE Dumps Demo, Certification SIE Test Answers - Cads-Group

  • Exam Number/Code : SIE
  • Exam Name : Securities Industry Essentials Exam (SIE)
  • Questions and Answers : 260 Q&As
  • Price: $ 99.00 $ 39.00
SIE

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NEW QUESTION: 1
The Software Deployment Manager (SDM) runs in its own Java Virtual Machine.
A. Incorrect
B. Correct
Answer: B

NEW QUESTION: 2
Which of the following options is provided for in the GDPR and can be made by Member States?
A. Forcing the controller to notify the data subject of a breach.
B. Penalize controllers and processors.
C. Approve national provisions for implementation of GDPR.
D. Audit controller and processor safety processes.
Answer: C
Explanation:
Recital 10 of GDPR states:
"Regarding the processing of personal data for compliance with a legal obligation, for the performance of a task carried out in the public interest or in the exercise of official authority vested in the controller, Member States should be allowed to maintain or introduce national provisions to further specify the application of the rules of this Regulation." It also says: "This Regulation also provides a margin of manoeuvre for Member States to specify its rules, including for the processing of special categories of personal data ('sensitive data').
However, this does not mean that Member States can approve a rule that goes against a GDPR guideline. Note that these national provisions are measures to increase the effectiveness of the law. Here is an example the case of Ireland where it was established that the DPO is responsible for data breaches, something that is not provided for in the GDPR.

NEW QUESTION: 3
An organization that outsources much of its internal audit work to an external service provider is planning for an external quality assessment. Which of the following options would accomplish this task and be in conformance with the Standards?
A. Using a team under the direction of the organization's chief audit executive, and obtaining validation from a former manager of the internal audit activity.
B. Using the same external service provider because of its competency and experience with the organization.
C. Selecting a team from an independent entity that previously employed the chief audit executive of the organization.
D. Engaging an external industry associate that performed a similar review for a supplier of the organization.
Answer: D

 

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SIE Latest Test Cram - Test SIE Dumps Demo, Certification SIE Test Answers - Cads-Group


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