Latest SIE Test Question, FINRA Valid SIE Exam Papers | Valid SIE Test Pass4sure - Cads-Group

  • Exam Number/Code : SIE
  • Exam Name : Securities Industry Essentials Exam (SIE)
  • Questions and Answers : 260 Q&As
  • Price: $ 99.00 $ 39.00
SIE

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NEW QUESTION: 1

A. Option B
B. Option C
C. Option D
D. Option A
Answer: C

NEW QUESTION: 2
The marketing department presents to an anti-money laundering specialist a business plan targeting individuals holding important public positions. In addition to obtaining the proper identification and basic information from these customers, what else should the anti-money laundering specialist recommend a financial institution do to check the background and conduct enhanced due diligence based on public information?
1. Determine if a client appears on the Basel Committee on Banking Supervision's list of public officials.
2. Investigate the source of funds.
3. Identify people and companies that are clearly related.
4. Identify a person fully, including their political history.
A. 1, 3, and 4 only
B. 2, 3, and 4 only
C. 1, 2, and 4 only
D. 1, 2, and 3 only
Answer: B
Explanation:
Explanation
TO BE RECHECKED

NEW QUESTION: 3
Is this statement regarding architectural design considerations correct? Use low-bandwidth replication or source-side deduplication to increase backup performance.
A. No
B. Yes
Answer: B

NEW QUESTION: 4
What is the maximum number of Cisco Unified Communications Manager nodes that can belong to a Cisco Unified Call Manager group?
A. 0
B. 1
C. 2
D. 3
E. 4
Answer: D

 

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Feedbacks

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Eleanore - 2014-09-28 16:36:48
Latest SIE Test Question, FINRA Valid SIE Exam Papers | Valid SIE Test Pass4sure - Cads-Group


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