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  • Exam Number/Code : SIE
  • Exam Name : Securities Industry Essentials Exam (SIE)
  • Questions and Answers : 260 Q&As
  • Price: $ 99.00 $ 39.00
SIE

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NEW QUESTION: 1
Ein Unternehmen hat die Anforderung, dass bestimmte FIBU-Konten verfallen.
In welcher Anwendung kann dies definiert werden?
A. Kontenplan
B. Datenbankkonfiguration
C. Finanzperioden
D. Kostenmanagement
Answer: A

NEW QUESTION: 2
One network card of a virtual machine in FusionCompute can only be added to one security group.
A. True
B. False
Answer: A

NEW QUESTION: 3
Hill, CPA, has been retained to audit the financial statements of Monday Co. Monday's predecessor
auditor was Post, CPA, who has been notified by Monday that Post's services have been terminated.
Under these circumstances, which party should initiate the communications between Hill and Post?
A. Post, the predecessor auditor.
B. Monday's controller or CFO.
C. Hill, the successor auditor.
D. The chairman of Monday's board of directors.
Answer: C
Explanation:
Explanation/Reference:
Explanation:
Choice "A" is correct. The initiative to communicate with the predecessor auditor rests with the successor
auditor. Note, however, that the successor auditor must first receive permission from the client.
Choice "B" is incorrect. The predecessor auditor should respond promptly and fully to reasonable inquiries.
However, the predecessor is not responsible for initiating communications.
Choice "C" is incorrect. The prospective client should authorize the predecessor to respond fully to the
successor's inquiries. However, the client is not responsible for initiating communications.
Choice "D" is incorrect. The prospective client should authorize the predecessor to respond fully to the
successor's inquiries. However, the client is not responsible for initiating communications.

 

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Dumps SIE Torrent - FINRA Exam Discount SIE Voucher, Hottest SIE Certification - Cads-Group


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