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NEW QUESTION: 1
In which of the following cases is an investment adviser allowed to be compensated with a share of the
capital gains of the client's portfolio?
I. The client is a mutual fund.
II. The client is a credit union.
III. The client is a private client whose minimum net worth is $1 million or more.
IV. The client is a private client who has at least $750,000 invested through the investment adviser.
A. I and II only
B. none of the above. An investment adviser is never allowed to share in the capital gains earned on
C. I, II, and IV only
D. I, II, and III only
Answer: C
Explanation:
Selections I, II, and IV are correct. An investment adviser is permitted to be compensated
with a share of the capital gains of the client's portfolio if the client is a mutual fund, a credit union, or a
private client with at least $750,000 invested through the investment adviser. More generally, the adviser
can charge a fee based on the capital appreciation of the portfolio if the client is an institutional investor, a
private client with a net worth of at least $1.5 million, or a private client with at least $750,000 invested
with the investment adviser.
NEW QUESTION: 2
A. 0
B. 1
C. 2
D. 3
Answer: C
NEW QUESTION: 3
You need to recommend a solution to meet the compliance requirements for the research department and the statutory holidays.
What should you recommend configuring?
To answer, drag the appropriate object to the correct location in the answer area. Each object may be used once, more than once, or not at all. Additionally, you may need to drag the split bar between panes or scroll to view content.
Select and Place:
Answer:
Explanation:
Explanation/Reference:
Research Department compliance requirement Box 1: a transport rule
Box 2: a MailTip
Statutory holiday compliance requirement Box 3: a transport rule
Note:
*Scenario: The users in the research department must be able to send email to anyone in the organization, but only the members of a group named Execs must be able to send email to the research users. All other users must be notified that email sent to the research users will remain undelivered.
*transport rule: Using Transport rules, you can look for specific conditions on messages that pass through your organization and take action on them. Transport rules let you apply messaging policies to email messages, secure messages, protect messaging systems, and prevent information leakage.
*MailTips: MailTips are informative messages displayed to users while they're composing a message.
*PolicyTips(incorrect): You can help to prevent your organization's Microsoft Outlook email users from inappropriately sending sensitive information by creating data loss prevention (DLP) policies that include Policy Tip notification messages. Similar to MailTips that were introduced in Microsoft Exchange Server 2010, Policy Tip notification messages are displayed to users in Outlook while they are composing an email message. Policy Tip notification messages only show up if something about the sender's email message seems to violate a DLP policy that you have in place and that policy includes a rule to notify the sender when the conditions that you establish are met. Microsoft Exchange Server 2013 analyzes the message, including the list of recipients to which it's addressed, and if it detects a potential problem, it notifies the user with MailTips prior to sending the message. With the help of the information provided by MailTips, senders can adjust the message they're composing to avoid undesirable situations or non-delivery reports (NDRs).
*Scenario: Users must be prevented from sending email during an upcoming statutory holiday.
Reference: Understanding MailTips; Policy Tips;
NEW QUESTION: 4
Answer:
Explanation:
Explanation
Box 1: No
Azure DNS provides automatic registration of virtual machines from a single virtual network that's linked to a private zone as a registration virtual network. VM5 does not belong to the registration virtual network though.
Box 2: No
Forward DNS resolution is supported across virtual networks that are linked to the private zone as resolution virtual networks. VM5 does belong to a resolution virtual network.
Box 3: Yes
VM6 belongs to registration virtual network, and an A (Host) record exists for VM9 in the DNS zone.
By default, registration virtual networks also act as resolution virtual networks, in the sense that DNS resolution against the zone works from any of the virtual machines within the registration virtual network.
References: https://docs.microsoft.com/en-us/azure/dns/private-dns-overview
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Aalk - 2014-05-05 16:45:18
Plato - 2014-05-05 16:45:51
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Eleanore - 2014-09-28 16:36:48