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  • Exam Number/Code : CSC2
  • Exam Name : Canadian Securities Course Exam2
  • Questions and Answers : 260 Q&As
  • Price: $ 99.00 $ 39.00

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NEW QUESTION: 1
ネットワークエンジニアは、VLAN 10のスパニングツリーステータスを確認するためにどのコマンドを使用しますか?
A. switch#show spanning-tree summary
B. switch#show spanning-tree vlan 10 brief
C. switch#show spanning-tree brief
D. switch#show spanning-tree vlan 10
E. switch#show spanning-tree bridge
Answer: D

NEW QUESTION: 2
Given the code fragment:
public class Foo {
public static void main (String [ ] args) {
Map<Integer, String> unsortMap = new HashMap< > ( );
unsortMap.put (10, "z");
unsortMap.put (5, "b");
unsortMap.put (1, "d");
unsortMap.put (7, "e");
unsortMap.put (50, "j");
Map<Integer, String> treeMap = new TreeMap <Integer, String> (new
Comparator<Integer> ( ) {
@Override public int compare (Integer o1, Integer o2) {return o2.compareTo
(o1); } } );
treeMap.putAll (unsortMap);
for (Map.Entry<Integer, String> entry : treeMap.entrySet () ) {
System.out.print (entry.getValue () + " ");
}
}
}
What is the result?
A. A compilation error occurs.
B. z b d e j
C. d b e z j
D. j z e b d
Answer: D

NEW QUESTION: 3
A user received an email from their bank asking them to login and verify their personal information. The user complies and fills in the requested information. Days later the user notices their checking account is empty. This is a result of which of the following?
A. Adware
B. A Trojan
C. Phishing
D. Spam
Answer: C

NEW QUESTION: 4
Ms. Mix always assures her clients that she will be calling them with quarterly recommendations for rebalancing their portfolios if there are any changes that she feels are appropriate. This has worked out well for her pocketbook since she has always been able to tweak each of her clients' investment portfolios a little each quarter by recommending that they redeem their shares in one fund that hasn't performed as well in the last quarter and use the proceeds to invest in another that has. Her clients feel cared for since she is in such regular contact with them.
Is Ms. Mix violating any securities regulations with this policy of hers?
A. No. Ms. Mix is merely providing good service to her customers.
B. Yes. Mutual funds are not designed to be short-term investments.
C. It depends. There is no violation as long as her clients' portfolios are increasing in value.
D. Yes. Any recommendation that benefits a registered representative is deemed to be in violation of FINRA's rules regarding fair dealing.
Answer: B
Explanation:
Explanation/Reference:
Explanation: Yes. Mutual funds are not designed to be short-term investments, and Ms. Mix should not be calling her customers quarterly with rebalancing recommendations. Even if one fund has outperformed another in a particular quarter, there is no guarantee that this will happen in the next quarter. This violation falls under FINRA's rules regarding the trading of mutual fund shares, even if the trading results in an increase in the clients' portfolio values. Ms. Mix can certainly call her clients each quarter to see if they have any questions or concerns or to say hello; her clients will still feel cared for. It is not a violation for a registered representative to make a recommendation that benefits her as well as her clients as long as the recommendation is made to benefit the client first and foremost.

 

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2025 Study Guide CSC2 Pdf | CSC2 Reliable Braindumps Files & Practice Canadian Securities Course Exam2 Exams - Cads-Group


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